Services and Pricing Guide

A Straight-Forward Guide to Costs

Building Financial Plans for Life

A tried & true process I've developed over time that's designed to put my clients in the best position to succeed

Asking questions

Asking the right questions to get a picture of where you are today

Understanding You

Gaining a clear, complete and mutual understanding of you and your goals

Assessment

How attainable are your goals, which goals are most realistic, which are your priorities?

Taking Action

Exploring what actions you need to take to get where you want to go and building on that conversation over time

Financial Planning as a Fiduciary

Financial Planning Services offered in the following structures

  • One-Time Fee (annual updates reduced price)
  • Hourly
  • Retainer - Annual and Periodic (e.g. monthly fee)

Executive Financial Planning

Financial planning designed for affluent Executives, Business Owners and those who want to maximize returns, mitigate risks and not compromise on taxes..


  • Executive Financial Planning
  • Executive Retirement Income Planning
  • Executive Tax and Estate Planning


$6,250

*Initial consultation up to one hour is free

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Comprehensive Financial Planning

This is straight-forward planning for hard-working people and multi-tasking people.



  • Comprehensive Financial Planning
  • Comprehensive Retirement Income Planning
  • ComprehensiveTax Planning


$2,500

*Initial consultation up to one hour is free




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Modular Financial Planning

This is for people who want help with a specific piece of their bigger picture. These include multiple modules of financial planning but are not comprehensive.  Examples include.


  • Saving for College
  • Saving for Retirement
  • Social Security Planning
  • Life Event Tax Planning


$625 Per Module

*Initial consultation up to one hour is free

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ALWAYS ASK ABOUT DISCOUNTS, PROMOTIONS & SPECIAL OFFERS

Hourly and Ad Hoc Financial Planning and Services

For those people who are interested in paying only for the time needed to help them make great decisions about their personal finances.


*Hourly Rate - $350


Examples Include


  • Investment Allocation Analysis
  • Budgeting and Debt Reduction Strategies
  • Investment/Accumulation Planning


*Initial consultation up to one hour is free


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School District Employees

This is for families with Public School District employees. The analysis focuses on your pension, Social Security, 403(b)/TSA and other goals. It offers advice you can use to be at peace with your money.


Educator's Retirement Analysis

$625

Discounted Services

  • Comprehensive Financial Planning - $1,675 (a 33% discount)
  • Executive Financial Planning - $4,100 (more than 33% discount)

*Initial consultation up to one hour is free

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Federal Employees

As a Chartered Federal Employee Benefits Consultantsm certificant, I help you build financial plans for life at any stage.  This planning is designed to reduce the noise and help you construct a paved road to retirement.


Federal Employee Retirement Benefits Analysis

$625

Discounted Services

  • Comprehensive Financial Planning - $1,675 (a 33% discount)
  • Executive Financial Planning - $4,100 (more than 33% discount)

*Initial consultation up to one hour is free

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Investment Management as a Fiduciary Services Menu

The Advisory fee is charged on a graduated scale based upon account balance levels. Related Accounts Are grouped within a household to achieve lower fee levels. Additional account fees apply and will be explained in detail to assist in choosing which program is Most Appropriate for You.

Products Provided on a Commission or Transactional Basis

Generally, commissions and other costs are set by the company providing the product or service such as a front-end sales charge for a mutual fund, life insurance products, or, securities trading costs.  These costs will be provided at the time of recommendation and all transactions are executed in accordance with the Security and Exchange Commission's (SEC) Regulation Best Interest under the Securities Exchange Act of 1934

Mutual Funds and Packaged Investments

Mutual Funds, Unit Investment Trusts, Non-Traded Investments, 529 Plans, etc.

Life Insurance, Annuities & Insurace

Life, Accident and Health Insurance, Fixed and Variable Annuities, Long-Term Care Insurance, etc.

Brokerage Accounts & Individual Securities

Stocks, Exchange Traded Funds (ETFs), Treasury Bills & Bonds, Corporate Bonds, Municipal Bonds, etc.

Ongoing Investment and Financial Plan Monitoring Services

I will review your financial plan, accounts, insurances and investments with you at least annually.  However, there are no predetermined service levels based on the size of your accounts.  You aren't limited to a certain number of contacts each year nor do you need to feel obligated to meet when you really have no need to.  You decide your level of service.

Adjustments often need to be made because of changes in your life, changes in tax laws and regulations, and so on.  I am available to meet in person, online or over the phone as you need me when your circumstances change or you have questions or concerns.  Clients are encouraged to contact me when there are significant life events as they are likely to affect your financial plan.

Please Contact Us to get detailed answers to your questions about services and pricing.

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